Free Legal Advice Philippines
Would you like to react to this message? Create an account in a few clicks or log in to continue.
Free Legal Advice Philippines

Disclaimer: This web site is designed for general information only and does not create attorney-client relationship. Persons accessing this site are encouraged to seek independent counsel for legal advice regarding their individual legal issues.

Log in

I forgot my password




You are not connected. Please login or register

QUALIFICATIONS OF BROKERS, DEALERS, SALESMEN AND ASSOCIATED PERSONS

Go down  Message [Page 1 of 1]

barrister

barrister
Reclusion Perpetua

1. If a natural person, the applicant must satisfactorily pass a written examination;
2. In the case of a broker or dealer, the applicant satisfy a minimum net capital as prescribed by the SEC, and provide a bond or other security
3. If located outside of the Philippines, the applicant must file a written consent to service of process upon the SEC.

Back to top  Message [Page 1 of 1]

Permissions in this forum:
You cannot reply to topics in this forum